BASE WEALTH MANAGEMENT

RIASEC RegisteredEst. 2022
Total AUM
$326M
Discretionary
$326M
100% of AUM
Avg account
$145K
Accounts
2,254
Employees
15
Advisory reps
10

Firm details

Headquarters
LAKEWOOD RANCH, Florida
CRD number
321991
Registered since
September 30, 2022
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals75.74%
  • HNWI24.18%
  • Charitable Organizations0.08%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Base Wealth Management is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm serves both individual/family clients and institutional accounts, offering financial planning and portfolio management for individuals and small businesses. It also operates in related lines of business as a real estate broker, insurance broker, and accountant, which can create cross-disciplinary advice opportunities for clients. The firm uses a mixed fee model that includes a percentage of assets under management plus hourly and fixed-fee options. Base Wealth Management does not identify as an active ESG investor and is not a multi-state adviser. Its regulatory registration dates to 2022.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 12%, Private Funds 3%, Cash & Cash Equivalents 2%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities12%
  • Private Funds3%
  • Cash & Cash Equivalents2%

Contacts

3 of 10
  • DANIEL DILASCIA

    Founder & Financial AdvisorCRD 3088769

  • BRADY STEWART

    Investment Advisor RepresentativeCRD 8226942

  • JOSHUA PISA

    Wealth AdvisorCRD 5373052

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 41

Active vs passive

$168M in ETFs

Passive

46%

$77.3M

Active

51%

$90.8M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$28.1M47,05616.73%

Location

Primary office

LAKEWOOD RANCH, FL

SARASOTA

Location

LAKEWOOD RANCH, FL

Headquartered in LAKEWOOD RANCH, FL, anchoring the North Port-Sarasota, FL metro in the South.

Metro area
North Port-Sarasota, FL
Region
South
County
SARASOTA
Address
7301 Merchant Ct
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth