BAS Capital
Firm details
- Headquarters
- ,
- CRD number
- 150430
- Registered since
- July 22, 2026
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI99.98%
- Individuals0.02%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
BAS Capital is an independent registered investment adviser organized as a corporation and registered with the SEC in 2026. The firm is owned by an individual and works primarily with high-net-worth individuals and families. Its advisory services emphasize portfolio management for individuals and small businesses and include pension consulting work. Compensation is a mix of a percentage-of-assets-under-management and performance-based fees. BAS Capital does not identify as an active ESG investor and is not set up as a multi-state adviser or a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- US Government Bonds9%
- Cash & Cash Equivalents2%
Contacts
1 of 1
Bruce Stein
PresidentCRD 1721947
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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