Bamco, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 110789
- Registered since
- March 6, 1987
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies98.86%
- Pooled Investment Vehicles1.02%
- Other0.12%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Bamco, Inc. is a corporation-structured institutional registered investment adviser that has been SEC-registered since 1987. The firm serves an institutional client base and charges fees as a percentage of assets under management. Its stated advisory scope centers on portfolio management for investment companies and for pooled investment vehicles. Bamco also has affiliations beyond pure advisory work: it is tied to broker-dealer activity and acts in sponsor/GP and managing-member roles for pooled vehicles. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Non-Exchange Traded Equities14%
- Cash & Cash Equivalents1%
Owners & executives
3 of 3
Louis Beasley
Associate Partner, Chief Compliance OfficerCRD 3156061
Kristine Treglia
Vice President and Chief Legal OfficerCRD 6384500
Ronald Baron
Chairman, Chief Executive Officer, and Portfolio ManagerCRD 13187
Contacts
3 of 7
Susan Robbins
Vice PresidentCRD 840688
David Baron
Vice PresidentCRD 3245808
Patrick Patalino
Executive Vice President & General CounselCRD 4481185
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$15.9M in ETFs
100%
$15.9M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG) | BlackRock | Passive | Diversified Emerging Mkts | $9.3M | 111,940 | 58.37% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 767 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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