BAMCO, INC.

RIASEC RegisteredEst. 1987
Total AUM
$39.5B
Discretionary
$39.5B
100% of AUM
Avg account
$878M
Accounts
45
Employees
221
Advisory reps
10

Firm details

Headquarters
New York, New York
CRD number
110789
Registered since
March 6, 1987
Fee structure
Percentage of AUM
Client types
  • Investment Companies98.86%
  • Pooled Investment Vehicles1.02%
  • Other0.12%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Bamco, Inc. is a corporation registered with the SEC since 1987 that provides portfolio management primarily to institutional clients. Its advisory work focuses on managing portfolios for investment companies and for pooled investment vehicles; the firm charges fees as a percentage of assets under management. Bamco is not positioned as an active ESG investor, is not a multi-state adviser, and does not present itself as a pension consultant or capital allocator. The firm maintains industry relationships that include broker-dealer activity, functioning as an additional investment adviser, and acting as sponsor/GP or managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Non-Exchange Traded Equities 14%, Cash & Cash Equivalents 1%85%
  • Exchange Traded Equities85%
  • Non-Exchange Traded Equities14%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • LOUIS BEASLEY

    Associate Partner, Chief Compliance OfficerCRD 3156061

  • KRISTINE TREGLIA

    Vice President and Chief Legal OfficerCRD 6384500

  • RONALD BARON

    Chairman, Chief Executive Officer, and Portfolio ManagerCRD 13187

Contacts

3 of 7
  • SUSAN ROBBINS

    Vice PresidentCRD 840688

  • DAVID BARON

    Vice PresidentCRD 3245808

  • PATRICK PATALINO

    Executive Vice President & General CounselCRD 4481185

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
767 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth