BALLAST FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2019

Total AUM

$343M

Discretionary

$129M

38% of AUM

Avg account

$218K

Accounts

1,573

Employees

Advisory reps

Firm details

Headquarters: WEST CHESTER, Pennsylvania
CRD number: 304430
Registered since: August 13, 2019
Website: www.ballastfa.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI60.59%
Individuals34.15%
Pension & Profit Sharing Plans5.22%
Corporations / Businesses0.04%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ballast Financial Advisors, LLC is an independent, SEC‑registered RIA that began registration in 2019 and is organized as a limited liability company under individual ownership. The firm serves both individual and family clients as well as institutional/business accounts and positions itself as a capital allocator that selects outside managers when appropriate. Its advisory services include comprehensive financial planning, portfolio management for individuals, small businesses and institutions, pension consulting functions, and selection of other advisers. Fee arrangements include a percentage of assets under management along with hourly and fixed‑fee options. The firm does not describe itself as an active ESG investor.