BALANCED WEALTH MANAGEMENT, LLC.

RIASEC RegisteredEst. 2026
Total AUM
$102M
Discretionary
$102M
100% of AUM
Avg account
$203K
Accounts
503
Employees
4
Advisory reps
2

Firm details

Headquarters
EAST GREENWICH, Rhode Island
CRD number
174699
Registered since
April 8, 2026
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Individuals72.72%
  • HNWI22.17%
  • Pension & Profit Sharing Plans5.11%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Balanced Wealth Management, LLC is an independent RIA organized as an LLC and owned by an individual principal. The firm bills clients on a percentage-of-AUM basis and describes itself as a capital allocator that works with both individual/family and institutional clients. Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. The firm does not position itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 86%, Exchange Traded Equities 12%, State & Local Bonds 2%86%
  • Public Funds/Mutual Funds86%
  • Exchange Traded Equities12%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • ROBERT AUCLAIR

    Principal & COOCRD 2999541

Contacts

1 of 1
  • WILLIAM HERBERT

    ParaplannerCRD 7628823

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

EAST GREENWICH, RI

KENT

Location

EAST GREENWICH, RI

Headquartered in EAST GREENWICH, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
KENT
Address
378 Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth