BALANCED ROCK INVESTMENT ADVISORS
Firm details
- Headquarters
- ROSLINDALE, Massachusetts
- CRD number
- 157424
- Registered since
- July 31, 2023
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI69.58%
- Individuals30.42%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Balanced Rock Investment Advisors is an independent, SEC-registered investment adviser organized as an LLC and owned by an individual. The firm targets individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its compensation mix includes asset-based fees, hourly billing, and fixed fees. The adviser identifies as an active ESG investor and is not set up as a multi-state or pension consultant adviser; it does not act as a capital allocator or as a related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Exchange Traded Equities12%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1THOMAS HIGGINS
CCO & COOCRD 6165489
Contacts
3 of 4DANIEL FLANNERY
President & Portfolio ManagerCRD 5967382
ASHLEY MURRAY
Client Service AssociateCRD 6428807
Laura Daniels
Client Services ManagerCRD 7337470
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$131M in ETFs
68%
$88.5M
30%
$42.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL INTERNATIONAL SUSTAINABILITY CORE 1 ETF (DFSI) | Dimensional | Active | Foreign Large Blend | $9.1M | 213,685 | 6.92% |
Location
ROSLINDALE, MA
SUFFOLK
Location
ROSLINDALE, MA
Headquartered in ROSLINDALE, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- SUFFOLK
- Address
- 4238 Washington St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
KASTEL CAPITAL ADVISORS, LLC
RIAWELLESLEY, MA
CAPE ANN CAPITAL, INC.
RIACONCORD, MA
ARCADIA FUNDS
RIABURLINGTON, MA
INNOVATIVE ADVISORY GROUP
RIALexington, MA
PARK STATE ASSET MANAGEMENT LLC
RIABEVERLY, MA
CAMBRIDGE CAPE COD ADVISORS, LLC
RIASANDWICH, MA