Bailey & Associates Investment MgT. And Financial Planning LLC

Overview

Bailey & Associates Investment MgT. And Financial Planning LLC is a small, independent Registered Investment Adviser serving individual and family clients with financial planning and discretionary portfolio management. The firm runs a fee model that combines an asset-based fee and hourly planning charges, and it positions itself to manage day-to-day investment decisions for clients rather than operating as a multi-state or institutional consultant. Filings show a clear tilt toward equities as the primary allocation vehicle; the firm is not identified as an active ESG investor. Service focus is on customized planning and portfolio oversight for individuals and small businesses. The adviser appears to rely on separately managed account (SMA) structures and exchange-traded equity exposures to implement client strategies, giving it direct control over security selection and trading for the bulk of client assets.

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Location & Offices