B. Riley Securities, Inc.
Firm details
- Headquarters
- Arlington, Virginia
- CRD number
- 25027
- Registered since
- August 11, 1989
- Website
- brileyfin.com
Firm profile
FINTRXOverview
B. Riley Securities, Inc. is a corporation operating as an independent broker‑dealer and has been SEC-registered since 1989. The firm is listed as a domestic entity/individual owner type and is not classified as a capital allocator. Snapshot attributes indicate it is not identified as an active ESG investor, not a multi‑state adviser, not a pension consultant, and not a newly formed or related adviser. The available data does not enumerate specific advisory services or client segments; its registration and classification point to broker‑dealer activities rather than functioning primarily as a discretionary investment manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 12
Nicholas Capuano
Chief Investment OfficerCRD 5005905

Bryant Riley
Chairman & Co-Chief Executive OfficerCRD 1702453

Thomas Kelleher
Co-ceoCRD 2881063
Contacts
3 of 146
Robert Reilly
Regional Manager, Wealth ManagementCRD 2210571
Michael Kapp
Senior Vice PresidentCRD 2284857
Joel Rolla
Financial AdvisorCRD 2515481
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$1.9M in ETFs
100%
$1.9M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIREXION DAILY SMALL CAP BEAR 3X ETF (TZA) | Direxion | Passive | Trading Inverse Equity | $1.9M | 500,000 | 100.00% |
Location
Arlington, VA
Arlington
Location
Arlington, VA
Headquartered in Arlington, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Arlington
- Address
- 1655 Fort Myer Dr
- Time zone
- ET (UTC-5)
- Office locations
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