B. Riley Securities, Inc.

Broker-DealerFINRA MemberEst. 1989
Total AUM
Advisory reps
164
Avg account
$0

Firm details

Headquarters
Arlington, Virginia
CRD number
25027
Registered since
August 11, 1989

Firm profile

FINTRX

Overview

B. Riley Securities, Inc. operates as a corporation and is classified as an independent broker-dealer. The firm has been SEC-registered since 1989. According to the available profile, it does not act as a capital allocator, is not positioned as a multi-state registered investment adviser, and is not identified as an active ESG investor or pension consultant. The snapshot contains limited information about advisory fees, client mix, or specific business activities beyond its broker-dealer classification.

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 13
  • Aaron Goodwin

    Aaron Goodwin

    Chief Information Security OfficerCRD 5001584

  • Dawn Farrell

    Chief Administrative OfficerCRD 4139223

  • Michael Biener

    Michael Biener

    Deputy Chief Investment OfficerCRD 5990022

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Contacts

3 of 151
  • Jorge Vinat

    Jorge Vinat

    SupervisorCRD 6902263

  • William Wheeler

    William Wheeler

    Managing DirectorCRD 2447866

  • James Rhodes

    James Rhodes

    Supervisory AnalystCRD 2211311

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Arlington, VA

Arlington

Location

Arlington, VA

Headquartered in Arlington, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Arlington
Address
1655 Fort Myer Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth