B. Riley Securities, Inc.

Broker-DealerFINRA Member

Total AUM

—

Advisory reps

158

Avg account

$0

Firm details

Headquarters: Arlington, Virginia
CRD number: 25027
Registered since: August 11, 1989
Website: brileyfin.com

Firm profile

FINTRX

Overview

B. Riley Securities, Inc. is organized as a corporation and operates as an independent broker-dealer. The firm is identified as a domestic entity / individual owner type and the FINTRX snapshot indicates it does not act as a capital allocator. It is not flagged as an active ESG investor, multi-state adviser, pension consultant, or a related adviser. The firm did not supply detailed descriptions of its advisory activities, business lines, fee structure, or client demographics in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 12

Nicholas Capuano
Chief Investment OfficerCRD 5005905
Bryant Riley
Chairman & Co-Chief Executive OfficerCRD 1702453
Thomas Kelleher
Co-ceoCRD 2881063

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Contacts

3 of 146

Robert Reilly
Senior Managing DirectorCRD 2210571
Michael Kapp
Senior Vice PresidentCRD 2284857
Joel Rolla
Financial AdvisorCRD 2515481

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1

Active vs passive

$1.9M in ETFs

Passive

100%

$1.9M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
DIREXION DAILY SMALL CAP BEAR 3X ETF (TZA)	Direxion	Passive	Trading Inverse Equity	$1.9M	500,000	100.00%

Primary office

Arlington, VA

Arlington

Location

Arlington, VA

Headquartered in Arlington, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: Arlington
Address: 1655 Fort Myer Dr
Time zone: ET (UTC-5)
Office locations

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