B. Riley Securities, Inc.

Overview

B. Riley Securities, Inc. is an independent broker-dealer organized as a corporation and registered with the SEC since 1989. The ownership is listed as a mix of domestic entity and individual ownership. The firm is presented in FINTRX as a broker-dealer rather than a capital allocator or registered multi-state adviser; it does not identify as an active ESG investor, does not operate as a pension consultant, and is not described as a newly formed or related adviser. The dataset does not include details about fee schedules, specific advisory business lines, or client segments, so the public profile here primarily reflects regulatory classification and the firm’s role on the broker-dealer side of the market rather than as a discretionary asset manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices