B. RILEY SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1989
Total AUM
Advisory reps
167
Avg account
$0

Firm details

Headquarters
ARLINGTON, Virginia
CRD number
25027
Registered since
August 11, 1989

Firm profile

FINTRX

Overview

B. Riley Securities, Inc. is organized as a corporation and operates as an independent broker-dealer. The firm has been SEC-registered since 1989. Available profile fields indicate it is not structured as a capital allocator and it is not registered as a multi-state investment adviser. The snapshot flags that the firm does not identify as an active ESG investor; other business and advisory activity details were not provided in the source data.

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 14
  • Aaron Goodwin

    Chief Information Security OfficerCRD 5001584

  • DAWN FARRELL

    Chief Administrative OfficerCRD 4139223

  • MICHAEL BIENER

    Deputy Chief Investment OfficerCRD 5990022

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Contacts

3 of 153
  • John Farley

    Institutional Equity Sales AssociateCRD 7804242

  • WILLIAM WHEELER

    Managing DirectorCRD 2447866

  • James Rhodes

    Supervisory AnalystCRD 2211311

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ARLINGTON, VA

ARLINGTON

Location

ARLINGTON, VA

Headquartered in ARLINGTON, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
ARLINGTON
Address
1655 Fort Myer Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth