AXXES ADVISORS I LLC

RIASEC RegisteredEst. 2024
Total AUM
$6.8M
Discretionary
$6.8M
100% of AUM
Avg account
$6.8M
Accounts
1
Employees
10
Advisory reps
4

Firm details

Headquarters
CORAL GABLES, Florida
CRD number
332460
Registered since
September 12, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Axxes Advisors I LLC is an SEC-registered limited liability company that provides investment advisory services to institutional clients. The firm is reported as having registered with the SEC in 2024 and identifies its advisory activity as portfolio management for investment companies. Its ownership structure is listed as a combination of a domestic entity and an individual. Fee arrangements combine a percentage-of-assets model with performance-based fees, which suggests the firm may run strategies tied to both asset levels and relative or absolute performance. The firm does not market itself as an active ESG investor, is not identified as a multi-state adviser, and is not listed as a pension consultant. Axxes Advisors I LLC is also associated with sponsorship activity for limited partnerships (excluding pooled investment vehicles), indicating involvement in LP structures alongside its advisory work for investment companies.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • ADAM KAPLAN

    Chief Administrative OfficerCRD 7794219

  • JOSEPH DAGROSA

    Chairman & CEOCRD 1543932

  • GARY BACHMAN

    President, Chief Financial OfficerCRD 4733888

Contacts

1 of 1
  • Lauren LaRoche

    Head of Client OperationsCRD 5091376

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

CORAL GABLES, FL

MIAMI DADE

Location

CORAL GABLES, FL

Headquartered in CORAL GABLES, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
3011 Ponce de Leon Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth