AXS Investments LLC

RIASEC RegisteredEst. 2019

Total AUM

$3B

Discretionary

$3B

100% of AUM

Avg account

$42.5M

Accounts

71

Employees

8

Advisory reps

3

Firm details

Headquarters: Port Chester, New York
CRD number: 305714
Registered since: October 4, 2019
Website: www.axsinvestments.com
Fee structure: Percentage of AUM
Client types: Investment Companies100%
Services: Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

AXS Investments LLC is an institutional registered investment adviser organized as an LLC and SEC-registered since 2019. The firm serves an institutional client base and charges fees as a percentage of assets under management. Its reported business activities include operating as a CPO/CTA and providing portfolio management services for investment companies, which suggests involvement with managed funds or pooled vehicles in addition to advisory mandates. AXS does not identify itself as a capital allocator or an active ESG investor and is not flagged as a multi-state adviser, pension consultant, or related adviser.

Assets & Accounts

Public Holdings

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

Parker Binion
Chief Compliance OfficerCRD 6105735
Gregory Bassuk
Chief Executive OfficerCRD 5391689

Contacts

1 of 1

Russell Tencer
PresidentCRD 2680487

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 26

Active vs passive

$217M in ETFs

Passive

97%

$210M

Active

3%

$6.9M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)	Invesco	Passive	Large Growth	$171M	232,594	78.96%

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Primary office

Port Chester, NY

Westchester

Location

Port Chester, NY

Headquartered in Port Chester, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Westchester
Address: 181 Westchester Ave
Time zone: ET (UTC-5)
Office locations

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