Axiom Founders Family Office

RIAState Registered
Total AUM
$36.9M
Discretionary
$28.6M
77% of AUM
Avg account
$1.1M
Accounts
35
Employees
2
Advisory reps
2

Firm details

Headquarters
Scottsdale, Arizona
CRD number
313318
Custodians
ASSETMARK TRUST CO., EMPOWER RETIREMENT
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI72.04%
  • Pension & Profit Sharing Plans22.53%
  • Individuals5.43%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Axiom Founders Family Office is a corporate, independent registered investment advisory serving a mix of individuals/families and institutional clients. The firm operates as a capital allocator and presents itself as a family office-style advisor, offering financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. Its fee arrangements include percentage-of-assets, hourly billing, and fixed-fee engagements. The firm lists an insurance company among its industry affiliations. It does not identify as an active ESG investor and appears to operate on a single-state basis, with regulatory registration tied to Arizona.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 40%, Exchange Traded Equities 20%, Investment Grade Corp Bonds 17%, US Government Bonds 6%, Non-Investment Grade Corp Bonds 6%, State & Local Bonds 5%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 1%40%
  • Non-Exchange Traded Equities40%
  • Exchange Traded Equities20%
  • Investment Grade Corp Bonds17%
  • US Government Bonds6%
  • Non-Investment Grade Corp Bonds6%

Owners & executives

1 of 1
  • Armando Roman

    Armando Roman

    Founder and CEOCRD 4414526

Contacts

1 of 1
  • Thomas Marki

    Thomas Marki

    Operations ManagerCRD 5408716

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
7373 E Doubletree Ranch Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth