AWM Investment Company Inc

RIASEC RegisteredEst. 1991
Total AUM
$1.3B
Discretionary
$1.3B
100% of AUM
Avg account
$165M
Accounts
8
Employees
14
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
110346
Registered since
December 17, 1991
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

AWM Investment Company Inc. is a corporation that has been SEC-registered since 1991 and operates as a multi-strategy manager combining hedge fund and venture capital activity. The firm serves institutional clients and charges fees based on a percentage of assets under management. Its advisory work centers on portfolio management for pooled investment vehicles, and the firm also serves as sponsor, general partner, or managing member for those vehicles. AWM does not identify as an active ESG investor and is not organized as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Marianne Hicks Kelly

    Chief Administrative OfficerCRD 7239424

Contacts

3 of 4
  • Austin Marxe

    PrincipalCRD 322010

  • David Greenhouse

    PresidentCRD 1228865

  • David Reif

    David Reif

    DirectorCRD 4852771

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
Special Situations Funds Mad Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth