Avise Financial
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 328790
- Registered since
- February 18, 2025
- Website
- www.avisefinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.52%
- Individuals28.48%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Avise Financial is an independent, owner-operated registered investment adviser that began SEC registration in 2025 and positions itself as a capital allocator for individual and family clients. Its service mix blends traditional advisory work—financial planning and portfolio management for individuals, small businesses and institutions—with selection of outside advisers, pension consulting and educational workshops. The firm charges a combination of percentage-of-AUM, hourly and fixed fees and reports activities that include both discretionary portfolio management and third-party manager selection. It is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities21%
- Non-Exchange Traded Equities5%
- Other4%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2
Leighann Miko
Founder and Co-CEOCRD 6093393
David Tassone
Principal and Chief Executive OfficerCRD 6897162
Contacts
3 of 4
Katrina Soelter
Co-FounderCRD 6243614
Uziel Gomez
AdvisorCRD 7774739
Claire Thornton
Financial AdvisorCRD 6504702
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$102M in ETFs
62%
$63.6M
30%
$38.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES US CARBON TRANSITION READINESS AWARE ACTIVE ETF (LCTU) | BlackRock | Active | Large Blend | $7.9M | 112,896 | 7.73% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 7080 Hollywood Blvd
- Time zone
- PT (UTC-8)
- Office locations
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