Avant-Garde Trading Securities

Broker-DealerFINRA MemberEst. 2018
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
292119
Registered since
September 25, 2018

Firm profile

FINTRX

Overview

Avant-Garde Trading Securities is organized as a limited liability company and has been SEC-registered since 2018. FINTRX classifies ownership as a combination of a domestic entity and an individual and lists the firm's status as unclassified. The profile data indicates the firm is not a capital allocator, does not identify as an active ESG investor, is not registered as a multi-state adviser, and is not flagged as a pension consultant or related adviser. The source did not supply descriptions of the firm's advisory activities, business lines, client segments, or fee structure.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Michael Albino

    Chief Compliance OfficerCRD 864412

  • David Gompert

    David Gompert

    CEOCRD 1824567

  • James Swartwout

    CEOCRD 1922339

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Contacts

3 of 6
  • Mark Peterson

    Mark Peterson

    Corporate FinanceCRD 2562772

  • Michael Zdenovec

    Michael Zdenovec

    Registered RepresentativeCRD 2771195

  • Thomas Smith

    Thomas Smith

    PresidentCRD 2794221

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
30 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth