Avant-Garde Trading Securities

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
292119
Registered since
September 25, 2018

Firm profile

FINTRX

Overview

Avant-Garde Trading Securities is organized as a limited liability company and is SEC-registered (registration year 2018). Publicly available FINTRX data classifies the firm as unclassified and indicates ownership by a domestic entity and an individual. The firm does not present itself as a capital allocator, does not identify as an active ESG investor, is not registered as a multi-state adviser, and is not listed as a pension consultant or related adviser. FINTRX does not provide further detail on the firm’s advisory activities, client focus, or investment strategy.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Michael Albino

    Chief Compliance OfficerCRD 864412

  • David Gompert

    David Gompert

    CEOCRD 1824567

  • Gabriel Duran

    Gabriel Duran

    Chief Compliance OfficerCRD 2564534

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Contacts

3 of 6
  • Thomas Smith

    Thomas Smith

    PresidentCRD 2794221

  • Jennifer Mitchell

    Registered RepresentativeCRD 5033216

  • Michael Zdenovec

    Michael Zdenovec

    Registered RepresentativeCRD 2771195

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
30 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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