AVANT-GARDE TRADING SECURITIES

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
292119
Registered since
September 25, 2018

Firm profile

FINTRX

Overview

Avant-Garde Trading Securities is organized as a limited liability company that registered with the SEC in 2018. Public records list its ownership as a mix of a domestic entity and an individual and classify the adviser as unclassified — the filing does not attach a clearer business category. The firm is not identified as a capital allocator, is not marked as an active ESG investor, and is not registered as a multi-state adviser or a pension consultant. It is not recorded as a related adviser to another firm. The source data does not provide detail on the firm's advisory model, fee schedules, client segments, or specific business activities. Those items are therefore not reflected in this profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • DAVID GOMPERT

    CEOCRD 1824567

  • MICHAEL ALBINO

    Chief Compliance OfficerCRD 864412

  • GABRIEL DURAN

    Chief Compliance OfficerCRD 2564534

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Contacts

3 of 6
  • THOMAS SMITH

    PresidentCRD 2794221

  • JENNIFER MITCHELL

    Registered RepresentativeCRD 5033216

  • MICHAEL ZDENOVEC

    Registered RepresentativeCRD 2771195

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
30 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth