AUSTIN CREEK CAPITAL, LLC

RIASEC Registered
Total AUM
$7.5M
Discretionary
$7.5M
100% of AUM
Avg account
$198K
Accounts
38
Employees
1
Advisory reps
1

Firm details

Headquarters
MILL VALLEY, California
CRD number
313554
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals55.64%
  • HNWI41.96%
  • Corporations / Businesses2.4%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Austin Creek Capital, LLC is a small, independently owned registered investment adviser that serves individual and family clients with discretionary portfolio management and financial planning. The firm operates as a limited liability company under an individual owner and charges clients via a percentage-of-AUM model and fixed fees. Its advisory scope includes portfolio management for individuals and small businesses as well as for businesses or institutions, and it manages client relationships on a discretionary basis. Filings indicate the firm is not positioned as a capital allocator, is not active on ESG mandates, and does not act as a pension consultant. Investment activity is concentrated in pooled public vehicles—primarily mutual funds and other public funds—supporting core equity and fixed-income exposure rather than direct single-stock or extensive ETF trading. The firm’s stated asset preference is “Other,” suggesting flexibility in portfolio construction within its mutual fund and SMA framework.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Cash & Cash Equivalents 14%, Exchange Traded Equities 1%85%
  • Public Funds/Mutual Funds85%
  • Cash & Cash Equivalents14%
  • Exchange Traded Equities1%

Contacts

1 of 1
  • WILLIAM PROMES

    Founder & Financial PlannerCRD 4227730

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MILL VALLEY, CA

MARIN

Location

MILL VALLEY, CA

Headquartered in MILL VALLEY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
131 Camino Alto
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth