AURUM PARTNERS LLC

Exempt Reporting AdvisorFINRA MemberEst. 2023
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SANTA CLARA, California
CRD number
328902
Registered since
October 17, 2023

Firm profile

FINTRX

Overview

Aurum Partners LLC is a small, independent registered investment adviser that entered SEC registration in 2023 and operates primarily as a capital allocator rather than a traditional retail advisory firm. Filings identify the firm as the sponsor, general partner and managing member of pooled investment vehicles, which indicates its primary activity is running one or more private funds rather than providing broad advisory services to retail accounts. The firm is not designated as an active ESG investor, is not registered as a multi-state adviser, and is not a pension consultant. Investment activity centers on venture capital commitments through pooled structures. The firm’s regulatory profile and business-role designations point to hands-on fund management: sourcing and diligencing start-up and early growth company opportunities, structuring pooled vehicles, and executing portfolio company governance or follow-on financing where appropriate. No retail client base, fee schedules or model portfolios are disclosed in the available filings.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • JOHN YORK

    General Managing PartnerCRD 4752418

  • BRANO PERKOVICH

    General Managing PartnerCRD 4844320

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SANTA CLARA, CA

SANTA CLARA

Location

SANTA CLARA, CA

Headquartered in SANTA CLARA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
4949 Marie P Debartolo Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth