AUDENT GLOBAL ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2020
Total AUM
$452M
Discretionary
$386M
85% of AUM
Avg account
$1M
Accounts
431
Employees
7
Advisory reps
5

Firm details

Headquarters
WEST HOLLYWOOD, California
CRD number
308166
Registered since
May 11, 2020
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles56.6%
  • HNWI23.34%
  • Corporations / Businesses7.23%
  • Individuals6.73%
  • Pension & Profit Sharing Plans5.56%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Audent Global Asset Management, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2020. The firm serves both individual & family clients and institutional investors and describes itself as a capital allocator that sponsors and manages pooled investment vehicles. Its advisory offerings include financial planning, discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, pension consulting, and selection of sub‑advisers. Fee arrangements span a percentage of AUM, fixed fees, and performance‑based fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 32%, Exchange Traded Equities 17%, Public Funds/Mutual Funds 17%, Cash & Cash Equivalents 14%, Other 10%, Investment Grade Corp Bonds 5%, State & Local Bonds 4%, US Government Bonds 1%32%
  • Private Funds32%
  • Exchange Traded Equities17%
  • Public Funds/Mutual Funds17%
  • Cash & Cash Equivalents14%
  • Other10%

Owners & executives

2 of 2
  • PAUL FEINSTEIN

    Founder & CEOCRD 3225177

  • JOHN HUGHES

    Chief Operating OfficerCRD 7419708

Contacts

3 of 3
  • Daniel Hennig

    Director of Trading & OperationsCRD 6959795

  • JONATHAN CAPRILLI

    Senior Client Service AssociateCRD 6516886

  • ANDREW BOYLE

    Senior DirectorCRD 5209702

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 33

Active vs passive

$60.9M in ETFs

Passive

100%

$60.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$8.8M13,53614.50%

Location

Primary office

WEST HOLLYWOOD, CA

LOS ANGELES

Location

WEST HOLLYWOOD, CA

Headquartered in WEST HOLLYWOOD, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
9200 W Sunset Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth