Assetmark, Inc.

RIASEC RegisteredEst. 1999
Total AUM
$91.8B
Discretionary
$90.9B
99% of AUM
Avg account
$201K
Accounts
456,453
Employees
859
Advisory reps
225

Firm details

Headquarters
Concord, California
CRD number
109018
Registered since
March 8, 1999
Website
www.assetmark.com
Custodians
ASSETMARK TRUST CO.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals68.62%
  • HNWI23.81%
  • Pension & Profit Sharing Plans3.53%
  • Corporations / Businesses2.13%
  • Charitable Organizations0.99%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Assetmark, Inc. is a corporate, non-independent retail registered investment adviser that serves both individual/family and institutional clients. The firm operates as a capital allocator and combines percentage-of-AUM and fixed-fee billing. Its advisory remit includes portfolio management for individuals, small businesses, investment companies, and institutions, plus pension consulting and manager selection. Assetmark also lists business activity as a CPO/CTA and reports relationships across the financial services ecosystem, including broker-dealer and trust company affiliations. The firm indicates it integrates ESG factors into its investment process.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 31%, Investment Grade Corp Bonds 3%, US Government Bonds 2%, State & Local Bonds 2%, Cash & Cash Equivalents 2%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities31%
  • Investment Grade Corp Bonds3%
  • US Government Bonds2%
  • State & Local Bonds2%

Owners & executives

3 of 22
  • Michael Kim

    Michael Kim

    President and CEOCRD 3095923

  • Carrie Hansen

    Carrie Hansen

    Chief Operating OfficerCRD 4781315

  • John Koval

    John Koval

    Chief Compliance OfficerCRD 2468284

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Contacts

3 of 203
  • Faith Chaffee

    Faith Chaffee

    Regional ConsultantCRD 5643097

  • Joel Vause

    Joel Vause

    Sales ConsultantCRD 5662361

  • Jeffrey Walker

    Jeffrey Walker

    Portfolio ManagerCRD 5696654

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,582

Active vs passive

$42.9B in ETFs

Passive

85%

$36.3B

Active

11%

$6.6B

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD WORLD FUND (MGK)VanguardPassiveLarge Growth$3.7B42,386,6698.68%
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Location

Primary office

Concord, CA

Contra Costa

Location

Concord, CA

Headquartered in Concord, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
1655 Grant St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth