ASSET MANAGEMENT GROUP, INC.

RIASEC RegisteredEst. 1998
Total AUM
$898M
Discretionary
$898M
100% of AUM
Avg account
$608K
Accounts
1,478
Employees
6
Advisory reps
4

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
110116
Registered since
April 30, 1998
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI88.69%
  • Individuals8.21%
  • Corporations / Businesses2.7%
  • Pension & Profit Sharing Plans0.4%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Asset Management Group, Inc. is an independent registered investment adviser operating as a corporation and registered with the SEC since 1998. Its client mix includes individuals, families and institutional accounts. The firm provides financial planning and portfolio management for individuals and small businesses and also conducts business as a registered representative of a broker-dealer and as an insurance broker. Fee arrangements combine a percentage-of-AUM model with hourly charges. Asset Management Group, Inc. does not identify as an active ESG investor, is not a multi-state adviser, and does not serve as a pension consultant or capital allocator. The firm was recognized on FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Public Funds/Mutual Funds 29%, Cash & Cash Equivalents 1%70%
  • Exchange Traded Equities70%
  • Public Funds/Mutual Funds29%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • LEGRAND REDFIELD

    President, CEOCRD 865752

Contacts

3 of 3
  • HELEN REDFIELD

    Executive Vice PresidentCRD 4367082

  • MICHELLE ROSS

    Vice President of OperationsCRD 5809802

  • JAMES CUMINALE

    DirectorCRD 4367052

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 100

Active vs passive

$548M in ETFs

Passive

96%

$525M

Active

<1%

$22.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SMALL-CAP VALUE INDEX FUND (VBR)VanguardPassiveSmall Value$33.2M152,6636.06%

Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
60 Long Ridge Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth