Aspen Financial, Inc.

Overview

Aspen Financial, Inc. is an independent, privately owned registered investment adviser organized as a corporation that focuses on fee-based portfolio management for individuals, families and small businesses. The firm bills clients on a percentage-of-AUM basis and does not position itself as a capital allocator or pension consultant. It reports no active ESG investing program and is not structured as a multi-state or related adviser. The firm's stated client base is individual and family households, and its principal advisory activity is discretionary portfolio management. The adviser appears modest in scale and oriented toward direct equity exposure supplemented by third-party alternative managers and traditional packaged products such as mutual funds and annuities.

Assets & Accounts

Public Holdings

Investments & Alternatives