ASG CAPITAL

RIASEC Registered
Total AUM
$75M
Discretionary
$63M
84% of AUM
Avg account
$2.4M
Accounts
31
Employees
4
Advisory reps
3

Firm details

Headquarters
MIAMI, Florida
CRD number
149013
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles62.31%
  • HNWI37.67%
  • Insurance Companies0.02%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

ASG Capital operates as an LLC that functions primarily as a hedge fund adviser to both individuals/families and institutional clients. The firm provides portfolio management across individual and pooled structures, manages assets for businesses and institutions, and also performs selection-of-advisers services. It acts in sponsor/GP and managing-member roles for pooled vehicles, and its fee arrangements include percentage-of-AUM charges, fixed fees, and performance-based fees consistent with hedge-fund style compensation. ASG Capital does not describe itself as an active ESG investor and is not presented as a multi-state or newly formed adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 50%, Exchange Traded Equities 15%, US Government Bonds 15%, Non-Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 10%50%
  • Investment Grade Corp Bonds50%
  • Exchange Traded Equities15%
  • US Government Bonds15%
  • Non-Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents10%

Owners & executives

1 of 1
  • YGAL COHEN

    President and CEOCRD 3083968

Contacts

2 of 2
  • STEVEN GROSLIN

    Partner, Portfolio ManagerCRD 6230773

  • Fabien Tabouret

    Investment Adviser RepresentativeCRD 7234378

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
150 SE 2nd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth