ASCENTIS INDEPENDENT ADVISORS, LLC

RIASEC RegisteredEst. 2022
Total AUM
$2.1B
Discretionary
$2B
94% of AUM
Avg account
$281K
Accounts
7,464
Employees
43
Advisory reps
48

Firm details

Headquarters
DALLAS, Texas
CRD number
322879
Registered since
August 25, 2022
Website
teamgoldenstate.com
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI70.43%
  • Individuals24.39%
  • Corporations / Businesses4.36%
  • Pension & Profit Sharing Plans0.63%
  • Charitable Organizations0.2%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ascentis Independent Advisors, LLC is an independent registered investment adviser that functions as a capital allocator for both individual/family and institutional clients. SEC registration dates to 2022. The firm provides financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers; its fees include AUM-based charges alongside fixed and other fee arrangements. Ascentis does not identify as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Public Funds/Mutual Funds 26%, Derivatives 10%, Cash & Cash Equivalents 5%, Private Funds 3%, US Government Bonds 2%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%, Investment Grade Corp Bonds 1%48%
  • Exchange Traded Equities48%
  • Public Funds/Mutual Funds26%
  • Derivatives10%
  • Cash & Cash Equivalents5%
  • Private Funds3%

Owners & executives

3 of 5

  • TODD SCHNEIDER

    CEO & FounderCRD 5973578

  • Joseph Leary

    CIO, FounderCRD 4670343

  • Matthew Reynolds

    President, Chief Financial OfficerCRD 4077413

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Contacts

3 of 43

  • JONATHAN LARSEN

    Founder & Wealth ManagerCRD 4167102

  • SHANNON KUJAWA

    Wealth AdvisorCRD 4268716

  • MICHAEL ROHLING

    President, Private Wealth AdvisorCRD 4481928

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 778

Active vs passive

$652M in ETFs

Passive

75%

$491M

Active

21%

$161M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE US AGGREGATE BOND ETF (AGG)BlackRockPassiveIntermediate Core Bond$19.2M193,2772.94%
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Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
5001 Spring Valley Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth