Ascentis Independent Advisors, LLC

RIASEC RegisteredEst. 2022
Total AUM
$2.1B
Discretionary
$2B
94% of AUM
Avg account
$281K
Accounts
7,464
Employees
43
Advisory reps
48

Firm details

Headquarters
Dallas, Texas
CRD number
322879
Registered since
August 25, 2022
Website
teamgoldenstate.com
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI70.43%
  • Individuals24.39%
  • Corporations / Businesses4.36%
  • Pension & Profit Sharing Plans0.63%
  • Charitable Organizations0.2%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ascentis Independent Advisors, LLC is an SEC-registered independent registered investment adviser organized as an LLC and first registered in 2022. The firm serves both individual/family and institutional clients and acts as a capital allocator, selecting third-party managers as part of its offering. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Fee arrangements include percentage-of-AUM billing alongside fixed and other fee models. The firm is not identified as an active ESG investor and lists industry affiliations that include another investment adviser and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Public Funds/Mutual Funds 26%, Derivatives 10%, Cash & Cash Equivalents 5%, Private Funds 3%, US Government Bonds 2%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%, Investment Grade Corp Bonds 1%48%
  • Exchange Traded Equities48%
  • Public Funds/Mutual Funds26%
  • Derivatives10%
  • Cash & Cash Equivalents5%
  • Private Funds3%

Owners & executives

3 of 5
  • Todd Schneider

    Todd Schneider

    CEO & FounderCRD 5973578

  • Joseph Leary

    Joseph Leary

    CIO, FounderCRD 4670343

  • Matthew Reynolds

    Matthew Reynolds

    President, Chief Financial OfficerCRD 4077413

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Contacts

3 of 43
  • Jonathan Larsen

    Jonathan Larsen

    Founder & Wealth ManagerCRD 4167102

  • Shannon Kujawa

    Shannon Kujawa

    Wealth AdvisorCRD 4268716

  • Michael Rohling

    Michael Rohling

    President, Private Wealth AdvisorCRD 4481928

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 142

Active vs passive

$31.6M in ETFs

Passive

86%

$27.1M

Active

14%

$4.5M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$3.8M5,16212.07%
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Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
5001 Spring Valley Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth