Ascent Wealth Partners, LLC
Firm details
- Headquarters
- New Hartford, New York
- CRD number
- 158898
- Registered since
- August 24, 2011
- Website
- www.ascentwealthpartners.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI64.64%
- Individuals22.2%
- Pension & Profit Sharing Plans8.6%
- Corporations / Businesses3.12%
- Charitable Organizations1.44%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Ascent Wealth Partners, LLC is an independent registered investment adviser that began SEC registration in 2011 and operates as an LLC owned by domestic entities and individuals. The firm charges fees based on a percentage of assets under management and serves a mix of individual/family and institutional clients. Its advisory scope includes financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, and pension consulting. Ascent reports it does not pursue ESG investing as an active strategy and does not identify as a capital allocator or a multi-state adviser. The firm lists an industry affiliation with a law firm.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities39%
- Public Funds/Mutual Funds27%
- Investment Grade Corp Bonds17%
- Private Funds5%
- US Government Bonds4%
Owners & executives
2 of 2
Scott Mccartney
Partner, Chief Investment OfficerCRD 4938320
Nancy Kowalczyk
Director of Operations & Chief Compliance OfficerCRD 5358209
Contacts
3 of 11
Timothy Welchons
Financial AdvisorCRD 5473106
Stephen Basile
Financial AdvisorCRD 6697788
Martin Moshier
PartnerCRD 4342998
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$403M in ETFs
94%
$377M
6%
$25.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $73.7M | 100,147 | 18.32% |
Location
New Hartford, NY
Oneida
Location
New Hartford, NY
Headquartered in New Hartford, NY, in the Northeast of the United States.
- Region
- Northeast
- County
- Oneida
- Address
- 89 Genesee St
- Time zone
- ET (UTC-5)
- Office locations
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