ASCENT WEALTH PARTNERS, LLC

RIASEC RegisteredEst. 2011
Total AUM
$1.5B
Discretionary
$1.4B
95% of AUM
Avg account
$644K
Accounts
2,359
Employees
17
Advisory reps
13

Firm details

Headquarters
NEW HARTFORD, New York
CRD number
158898
Registered since
August 24, 2011
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI64.64%
  • Individuals22.2%
  • Pension & Profit Sharing Plans8.6%
  • Corporations / Businesses3.12%
  • Charitable Organizations1.44%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Ascent Wealth Partners, LLC is an independent registered investment adviser operating as an LLC since 2011. The firm serves a mix of individual, family and institutional clients and charges fees as a percentage of assets under management. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. The firm is not positioned as a multi-state or ESG-focused manager and identifies as neither a capital allocator nor a pension consultant in the sense of sponsoring third‑party funds; it also lists a law firm among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 39%, Public Funds/Mutual Funds 27%, Investment Grade Corp Bonds 17%, Private Funds 5%, US Government Bonds 4%, Cash & Cash Equivalents 4%, State & Local Bonds 3%39%
  • Exchange Traded Equities39%
  • Public Funds/Mutual Funds27%
  • Investment Grade Corp Bonds17%
  • Private Funds5%
  • US Government Bonds4%

Owners & executives

2 of 2
  • SCOTT MCCARTNEY

    Partner, Chief Investment OfficerCRD 4938320

  • NANCY KOWALCZYK

    Director of Operations & Chief Compliance OfficerCRD 5358209

Contacts

3 of 11
  • TIMOTHY WELCHONS

    Financial AdvisorCRD 5473106

  • STEPHEN BASILE

    Financial AdvisorCRD 6697788

  • MARTIN MOSHIER

    PartnerCRD 4342998

Unlock 8 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 58

Active vs passive

$354M in ETFs

Passive

91%

$321M

Active

9%

$33.3M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$55.7M96,49315.72%

Location

Primary office

NEW HARTFORD, NY

ONEIDA

Location

NEW HARTFORD, NY

Headquartered in NEW HARTFORD, NY, in the Northeast of the United States.

Region
Northeast
County
ONEIDA
Address
89 Genesee St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth