Ascension Wealth Management

RIASEC Registered
Total AUM
$6.3M
Discretionary
$0
0% of AUM
Avg account
$6.3M
Accounts
1
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
323944
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Ascension Wealth Management is a small, privately held limited liability company that provides portfolio management to individuals and small businesses. The firm charges fees as a percentage of assets under management and reports an owner-type of “individual.” It is not positioned as a multi-state adviser, does not identify as an active ESG investor, and is not classified as a pension consultant or capital allocator in the available records.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Derivatives 33%, Public Funds/Mutual Funds 7%, Non-Exchange Traded Equities 4%, Cash & Cash Equivalents 3%53%
  • Exchange Traded Equities53%
  • Derivatives33%
  • Public Funds/Mutual Funds7%
  • Non-Exchange Traded Equities4%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Anthony Caruso

    Chief Executive OfficerCRD 7653353

Contacts

1 of 1
  • Maria De Fatima Pozuelo

    SecretaryCRD 7655257

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth