Ascension Advisors

RIASEC RegisteredEst. 2025
Total AUM
$16.7M
Discretionary
$16.7M
100% of AUM
Avg account
$1.1M
Accounts
15
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
337446
Registered since
July 14, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI88.75%
  • Individuals11.25%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ascension Advisors is a small, independent registered investment adviser organized as a limited liability company and owned by an individual. The firm registered with the SEC in 2025 and focuses on advising individual and family clients. Its fee model combines a percentage-of-assets structure with fixed fees. Advisory services center on comprehensive financial planning, portfolio management for individuals and small businesses, and investor education through seminars and workshops. The firm does not position itself as an ESG-focused manager, is not a capital allocator, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 99%, Exchange Traded Equities 1%99%
  • Public Funds/Mutual Funds99%
  • Exchange Traded Equities1%

Contacts

1 of 1
  • Marcus Waddell

    Marcus Waddell

    FounderCRD 6685214

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth