ARTHUR STEIN FINANCIAL, LLC

Overview

Arthur Stein Financial, LLC is an independently owned RIA operating as an LLC that became SEC-registered in 2024. The firm serves individual and family clients and is run under individual ownership rather than as part of a larger institution. Its advisory services focus on financial planning, portfolio management for individuals and small businesses, and the publication of client-facing periodicals or newsletters. The firm also conducts insurance brokerage activity alongside its advisory practice. Fee arrangements are mixed: the firm charges asset-based fees but also uses hourly and fixed-fee structures for some engagements. It does not position itself as a capital allocator, is not active in ESG investing according to its filings, and does not report multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives