ARK Wealth Management

RIASEC RegisteredEst. 2022

Total AUM

$216M

Discretionary

$216M

100% of AUM

Avg account

$354K

Accounts

611

Employees

Advisory reps

Firm details

Headquarters: Austin, Texas
CRD number: 317264
Registered since: January 10, 2022
Website: arkfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI75.87%
Individuals15.97%
Pension & Profit Sharing Plans3.4%
Charitable Organizations2.49%
Other Investment Advisers2.27%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

ARK Wealth Management is an independent registered investment adviser formed as an LLC and registered with the SEC in 2022. The firm acts as a capital allocator for a mix of individual, family and institutional clients, charging a combination of percentage-of-AUM and fixed fees. Its stated advisory capabilities include financial planning, portfolio management for individuals and small businesses, selection of other advisers and pension consulting services. ARK is not an active ESG investor. On the operational side the firm has roles that extend into pooled-vehicle activity—serving as a sponsor/GP and managing member of investment vehicles and maintaining ties to insurance-company activities.