Aristotle Pacific Clo Adviser III, LLC
Firm details
- Headquarters
- Newport Beach, California
- CRD number
- 339520
- Registered since
- March 23, 2026
- Fee structure
- Percentage of AUM, Performance Based Fees
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Aristotle Pacific Clo Adviser III, LLC is an institutional registered investment adviser organized as an LLC. The firm is listed as SEC-registered in 2026 and is owned by a combination of a foreign entity and an individual. Its stated advisory role is portfolio management for pooled investment vehicles, and filings identify it as a related adviser to other entities. Fee arrangements include both a percentage-of-AUM component and performance-based fees. The firm is not flagged as an active ESG investor, is not a multi-state adviser, does not act as a capital allocator, and is not a pension consultant. Regulatory and industry affiliations indicate the firm operates beyond pure advisory duties — it is identified as an investment adviser and sponsor and may serve as a general partner or managing member of pooled vehicles. That positioning signals the firm is built to run pooled/private fund structures rather than focusing on retail separately managed accounts.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Joshua Schwab
Chief Financial OfficerCRD 7051012

Dominic Nolan
Chief Executive OfficerCRD 4026940
Contacts
3 of 4Charles Boyd
Senior Managing DirectorCRD 2944763

Carol Rumsey
Assistant Vice PresidentCRD 6607444
Michael Marzouk
Senior Managing DirectorCRD 2913239
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Newport Beach, CA
Orange
Location
Newport Beach, CA
Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 840 Newport Center Dr
- Time zone
- PT (UTC-8)
- Office locations
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