ARISTOTLE PACIFIC CLO ADVISER III, LLC

RIASEC RegisteredEst. 2026
Total AUM
Avg account
$0
Accounts
0
Employees
46
Advisory reps
6

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
339520
Registered since
March 23, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Aristotle Pacific Clo Adviser III, LLC is organized as a limited liability company that, according to FINTRX, is registered with the SEC in 2026. Ownership is listed as a combination of a foreign entity and an individual, and the firm is classified as "Unclassified" in the snapshot. Its stated advisory activity is portfolio management for pooled investment vehicles, and FINTRX flags the firm as a related adviser and as acting in sponsor/GP or managing-member roles for pooled vehicles. Fee arrangements include both a percentage-of-assets model and performance-based fees, which is consistent with managers that operate private pooled vehicles. The snapshot also indicates the firm is not an active ESG investor, is not registered as a multi-state adviser, is not a pension consultant, and is not a capital allocator.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Joshua Schwab

    Chief Financial OfficerCRD 7051012

  • DOMINIC NOLAN

    Chief Executive OfficerCRD 4026940

Contacts

3 of 4
  • CHARLES BOYD

    Senior Managing DirectorCRD 2944763

  • CAROL RUMSEY

    Assistant Vice PresidentCRD 6607444

  • MICHAEL MARZOUK

    Senior Managing DirectorCRD 2913239

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
840 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth