Aries Investments, LLC

RIASEC Registered
Total AUM
$842K
Discretionary
$842K
100% of AUM
Avg account
$52.6K
Accounts
16
Employees
1
Advisory reps
1

Firm details

Headquarters
Lakeland, Tennessee
CRD number
333704
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Aries Investments, LLC is an independent, individual-owned registered investment adviser that serves individuals and families. The firm offers financial planning and portfolio management geared toward individuals and small businesses. Its fee model combines a percentage-of-assets component with the option for hourly charges. Aries does not identify as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Cash & Cash Equivalents 15%85%
  • Exchange Traded Equities85%
  • Cash & Cash Equivalents15%

Owners & executives

1 of 1
  • David Wilkins

    CEOCRD 8025499

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Lakeland, TN

Fayette

Location

Lakeland, TN

Headquartered in Lakeland, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
Fayette
Address
3995 Loch Meade Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth