Ariel Distributors, LLC

Broker-DealerFINRA MemberEst. 1995
Total AUM
—
Advisory reps
24
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
38333
Registered since
June 28, 1995

Firm profile

FINTRX

Overview

Ariel Distributors, LLC is a limited liability company registered with the SEC since 1995 that functions as a fund distributor rather than an asset manager. The firm is described as owned by a domestic entity and an individual and is not structured as a capital allocator. Snapshot attributes indicate it does not operate as a multi-state adviser, is not newly formed, and does not serve as a pension consultant or related adviser. The firm is not identified as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Jessica Richard

    Jessica Richard

    Chief of Staff, Investment Platforms and SolutionsCRD 5164976

  • Wendy Fox

    Wendy Fox

    Senior Vice President & Chief Compliance OfficerCRD 4870574

  • Carlos Calderon

    Carlos Calderon

    SVP, Chief Financial OfficerCRD 6864114

Contacts

3 of 21
  • Nicholas Sarkos

    Nicholas Sarkos

    Senior AssociateCRD 6658896

  • Danan Kirby

    Danan Kirby

    Vice President, Client Portfolio ManagerCRD 6707875

  • Henry Sholl

    Henry Sholl

    Senior Client Relations AssociateCRD 6781089

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
200 E Randolph St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth