ARC Advisory LLC
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 330258
- Registered since
- April 18, 2024
- Website
- www.joinarc.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- Corporations / Businesses100%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
ARC Advisory LLC is an SEC-registered investment adviser (registered in 2024) organized as a limited liability company and positioned as an institutional RIA. Its stated client base is institutional, though its advisory services also cover portfolio management for individuals, small businesses, and for businesses or institutions. The firm charges fees based on a percentage of assets under management and operates without discretionary authority over client assets, according to its filings. ARC maintains industry linkages beyond pure advisory work: it is affiliated with broker-dealer activity, other investment adviser relationships, and a banking or thrift institution. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not claim pension consultant or related-adviser status.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- US Government Bonds20%
- Cash & Cash Equivalents6%
Owners & executives
2 of 2Rajiv Batra
Chief Compliance OfficerCRD 7890960
Nicholas Lombardo
Co-Founder and CEOCRD 6082425
Contacts
1 of 1
Adam Newkirk
Compliance OfficerCRD 6826663
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 601 California St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Bitwise Investment Manager, LLC
RIASan Francisco, CA
Cogenuity Partners, LLC
RIASan Francisco, CA
Philadelphia Financial
RIASan Francisco, CA
Skba Capital Management, LLC
RIASan Francisco, CA
Generate Capital Advisors, Pb LLC
RIASan Francisco, CA
Mission Creek Capital Partners, Inc.
RIASan Francisco, CA