ARC ADVISORY LLC

RIASEC RegisteredEst. 2024
Total AUM
$708M
Discretionary
$0
0% of AUM
Avg account
$929K
Accounts
762
Employees
25
Advisory reps
4

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
330258
Registered since
April 18, 2024
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • Corporations / Businesses100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

ARC Advisory LLC is a fee-based registered investment adviser formed as a limited liability company and SEC-registered in 2024. The firm’s filing lists institutional clients as its primary client base while also disclosing advisory activity for individuals, small businesses and for businesses or institutions. Services are delivered on a percentage-of-AUM fee model and the filing indicates the firm does not position itself as a capital allocator or active ESG investor. Investment activity centers on pooled public funds and mutual funds as the primary vehicle for core exposure, supplemented by allocations to third-party alternative managers. The firm’s advisory mandate is focused on portfolio management rather than pension consulting or related-adviser functions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, US Government Bonds 20%, Cash & Cash Equivalents 6%74%
  • Public Funds/Mutual Funds74%
  • US Government Bonds20%
  • Cash & Cash Equivalents6%

Owners & executives

3 of 3
  • Rajiv Batra

    Chief Compliance OfficerCRD 7890960

  • NICHOLAS LOMBARDO

    Co-Founder and CEOCRD 6082425

  • ANNIE ZHU

    COOCRD 6393223

Contacts

1 of 1
  • Adam Newkirk

    Compliance OfficerCRD 6826663

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
601 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth