ARBORVIEW CAPITAL

Exempt Reporting AdvisorFINRA MemberEst. 2021
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
Washington, District of Columbia
CRD number
162978
Registered since
March 24, 2021

Firm profile

FINTRX

Overview

Arborview Capital is a limited liability company that registered with the SEC in 2021 and is owned by an individual. The firm functions primarily as a sponsor and general partner, serving as an adviser and managing member to pooled investment vehicles rather than as a traditional retail investment adviser. Arborview does not identify as an active ESG investor, does not operate as a multi-state adviser, and is not structured as a capital allocator or pension consultant. Its regulatory and business classification is listed as unclassified, reflecting a focus on privately managed funds instead of providing broad-based advisory services to retail clients. Arborview’s managerial role centers on creating and operating pooled vehicles where it acts as GP and sponsor. That setup implies the firm’s day-to-day activities are concentrated on sourcing deals, structuring fund investments, and managing portfolio company relationships within its private fund vehicles rather than running separately managed accounts for individual advisory clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Ann Siebecker

    Chief Financial OfficerCRD 7519992

Contacts

2 of 2
  • JOSEPH LIPSCOMB

    Co-Founder and PartnerCRD 2272124

  • KARL KHOURY

    Co-Founder & PartnerCRD 2632964

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Washington, DC

DISTRICT OF COLUMBIA

Location

Washington, DC

Headquartered in Washington, DC, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
DISTRICT OF COLUMBIA
Address
14 Ridge Sq NW
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth