AQUA CAPITAL ADVISORS
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 151887
- Registered since
- July 12, 2024
- Website
- aquaca.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI95.52%
- Individuals4.48%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Aqua Capital Advisors is an independent registered investment adviser organized as a limited liability company and registered with the SEC in 2024. Its client focus is individual and family relationships, and the firm provides financial planning and portfolio management for individuals and small businesses. Compensation includes asset-based fees as well as hourly and fixed-fee arrangements. The firm also engages in other financial product sales activities. Aqua Capital is not structured as a capital allocator and does not operate as a pension consultant or a related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Public Funds/Mutual Funds22%
- State & Local Bonds7%
- US Government Bonds4%
- Non-Exchange Traded Equities3%
Contacts
3 of 4JOHN DEFONSO
PartnerCRD 6406556
ERIC LEE
Advisory Board MemberCRD 2630976
WENDY LEE
Director of Client ServicesCRD 5224434
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Los Angeles, CA
LOS ANGELES
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 1901 Avenue of the Stars
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
R.H. DINEL INVESTMENT COUNSEL,INC.
RIALos Angeles, CA
CIM CAPITAL SA MANAGEMENT, LLC
RIALos Angeles, CA
WALK-ON CAPITAL, LLC
RIALos Angeles, CA
CLAIRMONT CAPITAL GROUP, LLC
RIALos Angeles, CA
FOREST ROAD ASSET MANAGEMENT LLC
RIALos Angeles, CA
OLIVE STREET CAPITAL PARTNERS LLC
RIALos Angeles, CA