APPLETON PARTNERS, INC.

RIASEC RegisteredEst. 1987

Total AUM

$12.6B

Discretionary

$12.6B

100% of AUM

Avg account

$1.8M

Accounts

7,106

Employees

Advisory reps

Firm details

Headquarters: BOSTON, Massachusetts
CRD number: 110049
Registered since: February 10, 1987
Website: www.appletonpartners.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM
Client types: Other81.63%
HNWI14.66%
Individuals2.85%
Charitable Organizations0.63%
Corporations / Businesses0.22%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Appleton Partners, Inc. is an independent registered investment adviser, operating since 1987 as a corporation with domestic ownership. The firm serves both individual and family clients as well as institutional accounts and bills advisory services on a percentage-of-assets basis. Appleton identifies as a capital allocator and reports active ESG investing across its strategies. Its advisory capabilities span financial planning, portfolio management for individuals and institutions, selection of third‑party advisers, and investor education through publications and seminars. The firm does not classify itself as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

State & Local Bonds76%
Exchange Traded Equities8%
Investment Grade Corp Bonds7%
Public Funds/Mutual Funds4%
Cash & Cash Equivalents2%

Owners & executives

3 of 4

Michael Howard
Chief Compliance OfficerCRD 7364570
MICHELE HUBLEY
Senior Vice President Chief Compliance Officer, Treasurer, and DirectorCRD 4349812
ROBERT KRANTZ
Chief Operating OfficerCRD 1398010