APPLETON INVESTMENT MANAGEMENT INC.

RIASEC Registered
Total AUM
$1.1M
Discretionary
$1.1M
100% of AUM
Avg account
$367K
Accounts
3
Employees
1
Advisory reps
1

Firm details

Headquarters
HORTONVILLE, Wisconsin
CRD number
113576
Fee structure
Percentage of AUM, Subscription Fees, Fixed Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Appleton Investment Management Inc. is a small corporate registered adviser focused on portfolio management for individuals and small businesses. The firm charges a mix of percentage-of-AUM fees and fixed or subscription-style fees. It does not identify as an active ESG investor, does not operate as a multi-state adviser, and is not listed as a capital allocator, pension consultant, or related adviser. Public registration year is not provided in the available data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Cash & Cash Equivalents 50%50%
  • Exchange Traded Equities50%
  • Cash & Cash Equivalents50%

Contacts

1 of 1
  • WILLIAM DEGENEFFE

    PresidentCRD 1275208

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HORTONVILLE, WI

OUTAGAMIE

Location

HORTONVILLE, WI

Headquartered in HORTONVILLE, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
OUTAGAMIE
Address
209 Emily Way
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth