Apple & Company, Inc.
RIASEC Registered
Total AUM
$61.8M
Discretionary
$61.8M
100% of AUM
Avg account
$319K
Accounts
194
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 142298
- Custodians
- ETC BROKERAGE SERVICES, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI67.3%
- Individuals32.7%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Apple & Company, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm focuses on serving individual and family clients, and provides financial planning and discretionary portfolio management for individuals and small businesses. Its fee arrangements include asset-based fees as well as hourly and fixed-fee engagements. The firm does not self-identify as an active ESG investor and is not described as a capital allocator.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Cash & Cash Equivalents9%
- Exchange Traded Equities4%
Contacts
1 of 1Carl Apple
PresidentCRD 1050406
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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