APEX FINTECH BROKERAGE SERVICES

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
DALLAS, Texas
CRD number
305818
Registered since
December 11, 2020

Firm profile

FINTRX

Overview

Apex Fintech Brokerage Services is organized as a limited liability company and appears in FINTRX as an SEC-registered entity (registration year 2020). The platform classifies the firm as "Unclassified" and identifies the owner type as a domestic entity and individual. FINTRX flags the firm as not acting as a capital allocator and not an active ESG investor. It is not listed as a multistate adviser and is not flagged as newly formed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • WILLIAM CAPUZZI

    CEOCRD 4323894

  • MICHAEL OXLEY

    Chief Compliance OfficerCRD 4768393

Contacts

3 of 7
  • Kevin Finnegan

    Regulatory Reporting ManagerCRD 6778881

  • April Thomas

    Senior Compliance AnalystCRD 5401853

  • MATTHEW HULSIZER

    Co-Founder & Managing PartnerCRD 2311367

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
350 N Saint Paul St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth