AON SECURITIES LLC

Overview

AON Securities LLC is organized as a limited liability company and is classified as an investment bank that operates primarily as a broker-dealer and as a commodity pool operator/commodity trading adviser (CPO/CTA). The firm has been SEC registered since 2015, is owned by domestic entities and individuals, and reports a fixed-fee approach for its services. It is identified as having at least one related adviser, does not position itself as a capital allocator, and is not characterized as an active ESG investor. Business activity and industry affiliations indicate the firm’s role spans execution, sponsorship and advisory capacities: in addition to broker-dealer and CPO/CTA functions it lists ties to other investment adviser activity, banking or thrift institutions, insurance companies, pension consulting, and sponsorship or GP roles for pooled investment vehicles. That mix suggests its core offering centers on intermediary, advisory and sponsor responsibilities rather than traditional discretionary asset management.

Investments & Alternatives

Location & Offices