Angel Light Capital

RIASEC Registered
Total AUM
$582K
Discretionary
$582K
100% of AUM
Avg account
$116K
Accounts
5
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
332254
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Angel Light Capital is a small, independent registered investment adviser that focuses on serving individual and family clients with fee-based financial planning and portfolio management. The firm offers a mix of percentage-of-AUM, hourly, and fixed-fee arrangements and supplements advisory work with educational seminars and workshops. Its stated activity set and asset mix point to an equity-oriented, boutique practice that emphasizes direct portfolio management for a limited client base rather than institutional or pension consulting work. The adviser is not positioned as an ESG-focused manager and operates as a single-state, single-office business under individual ownership. With a compact client roster, the firm appears to manage tailored, discretionary relationships rather than operating a high-volume advisory model.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • Katherine Woo

    Katherine Woo

    Chief Compliance OfficerCRD 6588975

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth