ANDERSON FINANCIAL STRATEGIES, LLC

RIASEC RegisteredEst. 2021
Total AUM
$402M
Discretionary
$402M
100% of AUM
Avg account
$1.7M
Accounts
230
Employees
7
Advisory reps
5

Firm details

Headquarters
DAYTON, Ohio
CRD number
290343
Registered since
July 2, 2021
Custodians
CHARLES SCHWAB & CO., INC., JOHN HANCOCK DISTRIBUTORS LLC, EMPOWER FINANCIAL SERVICES, INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans48.77%
  • HNWI40.4%
  • Individuals8.17%
  • Corporations / Businesses1.79%
  • Charitable Organizations0.86%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Anderson Financial Strategies, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting. Fee arrangements are a mix of percentage-of-AUM, hourly charges, and fixed fees. The firm does not operate as a capital allocator and is not flagged as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 47%, Cash & Cash Equivalents 1%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities47%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • SHON ANDERSON

    President and Chief Wealth StrategistCRD 5276913

Contacts

3 of 4
  • Matthew Peck

    Wealth Strategy AdvisorCRD 7013025

  • Collin Lyon

    Financial AdvisorCRD 7286988

  • NICOLE LANNING

    Client Operations SpecialistCRD 5491560

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 26

Active vs passive

$193M in ETFs

Passive

54%

$104M

Active

46%

$89.5M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE US VALUE FUND (WTV)Wisdom TreeActiveLarge Value$21.9M221,40811.33%

Location

Primary office

DAYTON, OH

MONTGOMERY

Location

DAYTON, OH

Headquartered in DAYTON, OH, anchoring the Dayton-Springfield-Kettering, OH metro in the Midwest.

Metro area
Dayton-Springfield-Kettering, OH
Region
Midwest
County
MONTGOMERY
Address
2500 Stratacache Tower N Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth