AMERICAN CAPITAL MANAGEMENT INC

RIASEC RegisteredEst. 1980
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Avg account
$4.9M
Accounts
543
Employees
16
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
110861
Registered since
May 27, 1980
Custodians
BANK OF AMERICA
Fee structure
Percentage of AUM
Client types
  • HNWI44.38%
  • Pooled Investment Vehicles29.82%
  • Corporations / Businesses16.97%
  • Charitable Organizations8.53%
  • Pension & Profit Sharing Plans0.29%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

American Capital Management Inc. is a corporation registered with the SEC since 1980 that provides fee-based portfolio management to individuals, families and institutional clients. The firm is owned by a domestic entity and individuals and charges clients a percentage of assets under management. Its advisory services include separate account management for individuals and small businesses, portfolio management for pooled investment vehicles, and institutional/business accounts. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

2 of 2
  • JR. LA VALLE

    Founder, Chairman, and CIOCRD 4390741

  • MICHAEL MEAGHER

    Chief Operating Officer & Chief Compliance OfficerCRD 1518496

Contacts

3 of 4
  • MARY CATHERINE MCRAE

    Executive Vice PresidentCRD 1877116

  • DAVID LA VALLE

    President and Portfolio ManagerCRD 5285561

  • THOMAS VAIL

    Managing Director and Portfolio ManagerCRD 2606914

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 4

Active vs passive

$4.2M in ETFs

Passive

100%

$4.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 1-3 YEAR TREASURY BOND ETF (SHY)BlackRockPassiveShort Government$2.2M26,49052.20%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
575 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth