Alternative Investment Management, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 158028
- Registered since
- March 5, 2012
- Website
- www.aim13.com
- Custodians
- MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles79.88%
- Other20.12%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Alternative Investment Management, LLC is an SEC-registered limited liability company that positions itself as a multifaceted fund manager with activity across hedge funds and private equity. Registered in 2012, the firm acts as a capital allocator and serves an institutional client base. Its business mix includes operating as a commodity pool operator/commodity trading advisor (CPO/CTA), sponsoring and managing pooled vehicles, and selecting third‑party advisers. Advisory services cover portfolio management for both pooled vehicles and smaller individual or business clients. Compensation combines a percentage of assets under management with performance‑based fees. The firm does not identify as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other61%
- Exchange Traded Equities16%
- Cash & Cash Equivalents16%
- US Government Bonds3%
- State & Local Bonds2%
Owners & executives
2 of 2
Jonathan Harris
Chief Executive OfficerCRD 4018998

David Moore
Chairman & CEOCRD 6035748
Contacts
3 of 4
Peter Brown
PartnerCRD 4332859

Susan Yu
PartnerCRD 4836395

Diana Cantor
PartnerCRD 6322591
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 777 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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