Alternative Investment Management, LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.8B
Discretionary
$1.8B
100% of AUM
Avg account
$73.3M
Accounts
24
Employees
15
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
158028
Registered since
March 5, 2012
Custodians
MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles79.88%
  • Other20.12%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Alternative Investment Management, LLC is an SEC-registered limited liability company that positions itself as a multifaceted fund manager with activity across hedge funds and private equity. Registered in 2012, the firm acts as a capital allocator and serves an institutional client base. Its business mix includes operating as a commodity pool operator/commodity trading advisor (CPO/CTA), sponsoring and managing pooled vehicles, and selecting third‑party advisers. Advisory services cover portfolio management for both pooled vehicles and smaller individual or business clients. Compensation combines a percentage of assets under management with performance‑based fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 61%, Exchange Traded Equities 16%, Cash & Cash Equivalents 16%, US Government Bonds 3%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%61%
  • Other61%
  • Exchange Traded Equities16%
  • Cash & Cash Equivalents16%
  • US Government Bonds3%
  • State & Local Bonds2%

Owners & executives

2 of 2
  • Jonathan Harris

    Jonathan Harris

    Chief Executive OfficerCRD 4018998

  • David Moore

    David Moore

    Chairman & CEOCRD 6035748

Contacts

3 of 4
  • Peter Brown

    Peter Brown

    PartnerCRD 4332859

  • Susan Yu

    Susan Yu

    PartnerCRD 4836395

  • Diana Cantor

    Diana Cantor

    PartnerCRD 6322591

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
777 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth