ALTA WEALTH ADVISORS LLC

RIASEC RegisteredEst. 2018
Total AUM
$665M
Discretionary
$662M
100% of AUM
Avg account
$399K
Accounts
1,665
Employees
15
Advisory reps
12

Firm details

Headquarters
WOBURN, Massachusetts
CRD number
293675
Registered since
April 17, 2018
Website
www.altawealthadvisors.com
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI76.19%
  • Individuals21.49%
  • Corporations / Businesses1.86%
  • Pension & Profit Sharing Plans0.46%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Alta Wealth Advisors LLC is an independent, SEC-registered registered investment adviser organized as an LLC and formed in 2018. The firm identifies as a capital allocator and serves both individual & family and institutional clients. Its advisory services include financial planning, portfolio management for individuals/small businesses and for businesses/institutions, pension consulting, selection of other advisers, and educational seminars/workshops. Fee arrangements include percentage-of-AUM, hourly charges, and fixed fees. The firm is not positioned as an active ESG investor and is not registered as a multi-state adviser. Ownership is listed as individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 71%, Exchange Traded Equities 21%, US Government Bonds 2%, Cash & Cash Equivalents 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%, Other 1%71%
  • Public Funds/Mutual Funds71%
  • Exchange Traded Equities21%
  • US Government Bonds2%
  • Cash & Cash Equivalents2%
  • State & Local Bonds1%

Owners & executives

1 of 1

  • VINCENZO STUTO

    Managing Partner and Chief Compliance OfficerCRD 4955851

Contacts

3 of 11

  • ANTHONY DEPINTO

    Registered Client AssociateCRD 4092185

  • Francis Finn

    Financial AdvisorCRD 2085030

  • PAUL BRISSENDEN

    Managing PartnerCRD 5416621

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 93

Active vs passive

$292M in ETFs

Passive

96%

$281M

Active

2%

$10.5M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) VALUE ETF (SPYV)State StreetPassiveLarge Value$36.3M641,70212.45%
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Location

Primary office

WOBURN, MA

MIDDLESEX

Location

WOBURN, MA

Headquartered in WOBURN, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
400 Tradecenter
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth