Alta Fundamental Advisers LLC

RIASEC RegisteredEst. 2014

Total AUM

$466M

Discretionary

$466M

100% of AUM

Avg account

$25.9M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 168642
Registered since: September 12, 2014
Custodians: GOLDMAN SACHS & CO. LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pension & Profit Sharing Plans64.98%
Pooled Investment Vehicles33.09%
Insurance Companies1.93%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Alta Fundamental Advisers LLC is a privately owned LLC that operates as a hedge fund manager and registered investment adviser (SEC registration since 2014). The firm’s client base is institutional and it performs portfolio management for pooled investment vehicles as well as for businesses and other institutions. Its stated business activities include acting as a CPO/CTA and functioning as an adviser, sponsor and general partner or managing member of pooled vehicles. Compensation mixes percentage-of-AUM and performance-based fees, consistent with its hedge-fund structure. The firm is not positioned as an ESG investor and is not registered as a multi-state adviser. Ownership is listed as individual, and the firm’s profile and fee model align with active, performance-oriented management for institutional pools and private funds.