ALTA FUNDAMENTAL ADVISERS LLC

RIASEC RegisteredEst. 2014
Total AUM
$466M
Discretionary
$466M
100% of AUM
Avg account
$25.9M
Accounts
18
Employees
5
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
168642
Registered since
September 12, 2014
Custodians
GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pension & Profit Sharing Plans64.98%
  • Pooled Investment Vehicles33.09%
  • Insurance Companies1.93%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Alta Fundamental Advisers LLC is an SEC-registered hedge fund adviser, formed in 2014 and organized as an LLC under individual ownership. The firm serves institutional clients and operates as a manager and sponsor of pooled vehicles: its registered activities include CPO/CTA responsibilities and portfolio management for pooled investment vehicles as well as for businesses and institutions. Alta acts in sponsor or general partner capacities and is identified as a managing member of pooled vehicles. Its fee model combines percentage-of-AUM and performance-based fees. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Non-Exchange Traded Equities 18%, Other 10%, Investment Grade Corp Bonds 9%, Non-Investment Grade Corp Bonds 4%, Private Funds 3%, Cash & Cash Equivalents 1%55%
  • Exchange Traded Equities55%
  • Non-Exchange Traded Equities18%
  • Other10%
  • Investment Grade Corp Bonds9%
  • Non-Investment Grade Corp Bonds4%

Contacts

2 of 2
  • SCOTT PRITCHARD

    Director of Operations/ControllerCRD 5972335

  • JEREMY CARTON

    Managing MemberCRD 3090021

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
780 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth