ALPINE WOODS CAPITAL INVESTORS, LLC
Firm details
- Headquarters
- PURCHASE, New York
- CRD number
- 112496
- Registered since
- December 16, 1997
- Website
- www.alpinesaxonwoods.com
- Custodians
- JEFFERIES LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles64.62%
- Charitable Organizations35.38%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Alpine Woods Capital Investors, LLC is an SEC-registered hedge fund adviser formed in 1997 and organized as an LLC. The firm serves institutional clients and functions as a commodity pool operator/commodity trading adviser while also providing portfolio management for pooled investment vehicles and for businesses or institutions. Its stated fee model combines a percentage-of-assets charge with performance-based fees. Alpine Woods is not identified as an active ESG investor and is not structured as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Public Funds/Mutual Funds7%
- Cash & Cash Equivalents3%
Owners & executives
3 of 5MARK SPELLMAN
PARTNER & CHIEF EXECUTIVE OFFICERCRD 1934629
SARAH HUNT
Chief Market StrategistCRD 2167000
BRIAN HENNESSEY
Chief Investment Officer/Portfolio ManagerCRD 2783859
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$11.6M in ETFs
96%
$11.1M
0%
$477K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $699K | 1,600 | 6.01% |
Location
PURCHASE, NY
WESTCHESTER
Location
PURCHASE, NY
Headquartered in PURCHASE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- WESTCHESTER
- Address
- 2500 Westchester Ave
- Time zone
- ET (UTC-5)
- Office locations
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