Alphaai Capital Management
Firm details
- Headquarters
- ,
- CRD number
- 316128
- Registered since
- September 16, 2021
- Website
- www.alphaai.capital
- Custodians
- INTERACTIVE BROKERS LLC, ALPACA SECURITIES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Alphaai Capital Management is a small, privately owned RIA that focuses on direct portfolio management for individual and family clients as well as small businesses and institutions. Founded and SEC-registered in 2021, the firm runs a fee schedule that blends percentage-of-assets and fixed fees and positions itself as an equity-first manager. Its filings show a clear preference for exchange-traded equities and liquid equity strategies, combined with selective exposure to digital currency as an alternative allocation. Investment activity centers on discretionary portfolio management: the adviser implements model-driven or individualized equity allocations across separately managed accounts. The firm does not report active ESG integration and is not registered as a multi-state adviser, which aligns with a concentrated, execution-oriented operating model rather than a broad institutional distribution platform.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1
Richard Sun
Founder & CEOCRD 6211635
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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