Alpha Wealth Funds, LLC

RIASEC RegisteredEst. 2025

Total AUM

$214M

Discretionary

$167M

78% of AUM

Avg account

$484K

Accounts

442

Employees

Advisory reps

Firm details

Headquarters: Park City, Utah
CRD number: 150231
Registered since: April 25, 2025
Website: www.alphawealthfunds.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC., TRADESTATION SECURITIES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Commissions, Performance Based Fees, Other
Client types: Pooled Investment Vehicles45.85%
HNWI18.32%
Other Investment Advisers16.34%
Individuals13.22%
Other5.84%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Alpha Wealth Funds, LLC is an independently owned registered investment adviser organized as an LLC. The firm serves both individual and family clients as well as institutional investors and is registered with the SEC as of 2025. Its service mix includes financial planning and portfolio management across individual accounts, pooled investment vehicles and institutional/business mandates, plus publication and educational offerings (periodicals/newsletters and seminars). The firm also operates as an insurance broker and sells other financial products. Its fee arrangements are varied—percentage of assets under management, hourly, subscription and fixed fees, commissions, and performance-based fees are all used. Alpha Wealth Funds is not classified as an active ESG investor.