ALPHA WEALTH FUNDS, LLC

RIASEC RegisteredEst. 2025

Total AUM

$214M

Discretionary

$167M

78% of AUM

Avg account

$484K

Accounts

442

Employees

Advisory reps

Firm details

Headquarters: PARK CITY, Utah
CRD number: 150231
Registered since: April 25, 2025
Website: www.alphawealthfunds.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC., TRADESTATION SECURITIES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Commissions, Performance Based Fees, Other
Client types: Pooled Investment Vehicles45.85%
HNWI18.32%
Other Investment Advisers16.34%
Individuals13.22%
Other5.84%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Alpha Wealth Funds, LLC is an independent RIA organized as an LLC that serves both individual/family and institutional clients. The firm combines traditional advisory services—financial planning and discretionary portfolio management for individuals, small businesses, pooled vehicles and institutions—with client education and published commentary. It also operates as an insurance broker and other financial product salesperson, and engages with trust companies and accounting firms through formal affiliations. Alpha Wealth administers pooled investment vehicles and acts as sponsor/GP/managing member for those vehicles. The firm does not identify as an active ESG investor and is not flagged as a multi-state adviser in the snapshot data. Its fee schedule is varied, including percentage-of-AUM, hourly and subscription arrangements, commissions, and performance-based fees.