ALPHA INITIATIVE
Firm details
- Headquarters
- PALO CEDRO, California
- CRD number
- 299242
- Website
- alphainitiative.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals59.28%
- HNWI40.72%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Alpha Initiative is a small, corporation-structured advisory firm serving individual and family clients. The business focuses on portfolio management for individuals and small businesses and charges clients a percentage of assets under management. The firm is owned by an individual and does not identify itself as a capital allocator or a multi-state adviser. Environmental, social and governance (ESG) investing is not marked as an active emphasis.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Cash & Cash Equivalents16%
- Public Funds/Mutual Funds1%
Owners & executives
1 of 1GARET TARVIN
Chief Compliance Officer / Chief Financial OfficerCRD 5209712
Contacts
1 of 1Charles Norton
Investment Adviser RepresentativeCRD 7059927
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
PALO CEDRO, CA
SHASTA
Location
PALO CEDRO, CA
Headquartered in PALO CEDRO, CA, anchoring the Redding-Red Bluff, CA metro in the West.
- Metro area
- Redding-Red Bluff, CA
- Region
- West
- County
- SHASTA
- Address
- 10687 Swede Creek Rd
- Time zone
- PT (UTC-8)
- Office locations
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