ALLOS INVESTMENT ADVISORS, LLC

RIASEC RegisteredEst. 2011
Total AUM
$73.6M
Discretionary
$73.6M
100% of AUM
Avg account
$93.4K
Accounts
788
Employees
9
Advisory reps
8

Firm details

Headquarters
OVERLAND PARK, Kansas
CRD number
155541
Registered since
January 3, 2011
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals83.36%
  • HNWI16.33%
  • Charitable Organizations0.31%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Allos Investment Advisors, LLC is an independent, SEC-registered registered investment adviser formed in 2011 and organized as an LLC. The firm focuses on serving individual and family clients, offering financial planning and discretionary portfolio management geared toward individuals and small businesses. Its billing mixes percentage-of-assets and fixed fees. FINTRX flags Allos as having a related-adviser relationship, not acting as a capital allocator, and not positioning itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Exchange Traded Equities 14%, Cash & Cash Equivalents 2%84%
  • Public Funds/Mutual Funds84%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 3
  • MARCUS SHAFFER

    CFOCRD 4777059

  • RYAN BROOKE

    Chief Investment OfficerCRD 6422010

  • JOHN FALES

    Lead Advisor and Chief Compliance OfficerCRD 6056370

Contacts

3 of 5
  • JESSICA KMETTY

    PrincipalCRD 4554864

  • Tanner Manning

    Client Service AssociateCRD 7933712

  • Daniel Rubio

    Financial Planning AssociateCRD 8262566

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

OVERLAND PARK, KS

JOHNSON

Location

OVERLAND PARK, KS

Headquartered in OVERLAND PARK, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
12980 Foster St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth