Allies Capital Management

RIASEC RegisteredEst. 2022
Total AUM
$25M
Discretionary
$25M
100% of AUM
Avg account
$25M
Accounts
1
Employees
1
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
319640
Registered since
June 16, 2022
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Corporations / Businesses100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Allies Capital Management is a Limited Liability Company that registered with the SEC in 2022 and is organized as an institutional registered investment adviser. The firm serves institutional clients and provides portfolio management for pooled investment vehicles as well as for businesses or other institutional entities. Ownership is recorded as a domestic entity and individual. The firm’s compensation arrangements include percentage-of-AUM fees, fixed fees, and performance-based fees. Allies Capital Management is not designated as a capital allocator, does not identify as an active ESG investor, is not registered as a multi-state adviser, and is not a pension consultant. It also does not list a related adviser relationship.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 100%100%
  • Cash & Cash Equivalents100%

Owners & executives

1 of 1
  • James Murray

    Chief Compliance OfficerCRD 2628190

Contacts

1 of 1
  • Michael Klein

    Registered RepresentativeCRD 1890478

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
640 Fifth Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth